WebApr 6, 2024 · Binance is the latest major crypto industry player to be sued by a U.S. regulator. On March 27, 2024, the CFTC announced that it had filed a civil enforcement action against Binance Holdings Limited (and related legal entities) (collectively, “Binance”), its CEO, Changpeng Zhao (“Zhao”), and its former chief compliance officer, Samuel Lim … WebDec 19, 2012 · On November 29, 2012, the Division of Swap Dealer and Intermediary Oversight (the "Division") of the Commodity Futures Trading Commission ("CFTC") issued an important no-action letter (the "Letter"), granting significant regulatory relief to family offices serving a single family by providing a mechanism for claiming an …
CFTC Staff No-Action Relief for Family Offices and Fund …
WebDec 3, 2012 · On November 29, 2012, the Commodity Futures Trading Commission issued a No-Action letter exempting family offices from registration as Commodity Pool … WebDec 13, 2024 · To qualify for the SEC Family Office Rule, a family office must satisfy three general conditions: 1. Clients of the Family Office. The family office must have no clients (i.e., recipients of the family office’s advisory services) other than “family clients.” “Family clients” generally include: Any “family member” or “former ... dmcとは 車
Family Office Regulation in Light of the Archegos Fallout
WebMain Office. Commodity Futures Trading Commission Three Lafayette Centre 1155 21st Street, NW Washington, DC 20581. 202-418-5000 202-418-5521, fax 202-418-5428, … WebFamily Office Services are not fiduciary services and are not subject to the Investment Advisors Act of 1940 or the rules promulgated thereunder. Investment products and services: ARE NOT A DEPOSIT – NOT INSURED BY THE FDIC OR ANY FEDERAL GOVERNMENT AGENCY – NOT GUARANTEED BY ANY BANK – MAY LOSE VALUE. WebDec 16, 2024 · The US Commodity Futures Trading Commission (CFTC or Commission) recently voted 4-1 in an open meeting to codify existing staff no-action letters, … latin root purus