Cftc regulation 15.03
Web68 rows · general regulations under the commodity exchange act 2. 2.1 to 2.4. official … WebNov 18, 2013 · The Commodity Futures Trading Commission (``Commission'' or ``CFTC'') is adopting new rules and related forms to enhance its identification of futures and swap market participants. ... (ACFR) issues a regulation granting it official legal status. For complete information about, and access to, our official publications and services, go to ...
Cftc regulation 15.03
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WebElectronic Code of Federal Regulations (e-CFR) Title 17 - Commodity and Securities Exchanges CHAPTER I - COMMODITY FUTURES TRADING COMMISSION PART 15 - REPORTS - GENERAL PROVISIONS § 15.03 Reporting levels. 17 CFR § 15.03 - … The volume quantity for the purpose of reports filed under parts 17 and 18 of … § 15.02 Reporting forms. Forms on which to report may be obtained from any office … § 15.00 Definitions of terms used in parts 15 to 19, and 21 of this chapter. § 15.01 … Web(a) A designated contract market or a swap execution facility must comply with the submission requirements of this section prior to listing a product for trading that has not been approved under § 40.3 of this part or that remains dormant subsequent to being submitted under this section or approved under § 40.3 of this part.
Web15.403-1 Prohibition on obtaining certified cost or pricing data (10 U.S.C. chapter 271 and 41 U.S.C. CHAPTER 35). 15.403-2 Other circumstances where certified cost or pricing data are not required. 15.403-3 Requiring data other than certified cost or pricing data. Web(a) The margin requirements set forth in §§ 23.150 through 23.161 shall apply to uncleared swaps, as defined in § 23.151, that are executed after the applicable compliance dates …
http://mdrules.elaws.us/comar/10.15.03 Web§ 15.03 Reporting levels. ( a) Definitions. For purposes of this section: Broad-based security index is a group or index of securities that does not constitute a narrow-based security …
WebMar 28, 2024 · § 15.03 - Reporting levels. (a) Definitions. For purposes of this section: Broad-based security index is a group or index of securities that does not constitute a …
WebIn accordance with Rules 15.05 and 21.03 of the Commodity Futures Trading Commission ("CFTC"), 17 C.F.R. §§15.05 and 21.03, Interactive Brokers is required to notify you that we are considered to be your agent for purposes of accepting delivery and service of communications from or on behalf of the CFTC regarding any commodity … bootivityWebApr 14, 2024 · The BoE signed an agreement with the U.S. Commodities and Futures Trading Commission (CFTC) in 2024 to share information, and Friday's. announcement … bootit usbWeb( c) An applicant for designation, or a designated contract market, may request that the Commission consider under the provisions of section 15 (b) of the Act any of the contract market's rules or policies, including both operational rules and the terms or conditions of products listed for trading. bootit uefiWebMar 1, 2001 · The Code of Maryland Regulations (COMAR) are maintained by the Division of State Documents (DSD) under the Office of the Secretary of State and can be accessed through the DSD Web site. To view the regulations, please visit COMAR Online. These links will open each page in a new window Title 03 - Subtitle 01 - Office of the Comptroller boot it up lyrics shoreline mafiaWebSep 24, 2011 · CFTC Regulation 15.03 – Reporting Levels Leave a reply CFTC Form 40 Reporting Levels Managers who trade in the futures and commodities markets should … hatch public library hatch new mexicoWebOct 3, 2024 · Code of Federal Regulations Title 17. Commodity and Securities Exchanges § 17.15.03 Reporting levels Current as of October 03, 2024 Updated by FindLaw Staff Welcome to FindLaw's Cases & Codes, a free source of state and federal court opinions, state laws, and the United States Code. hatchpubliclibrary.orgWebSep 24, 2011 · Reporting levels vary and can range from 25 contracts for smaller markets to 125,000 contracts for the largest market – for a full description of the reporting … hatch public library mauston